Andrew serves as an advisor to his clients and shares his expertise in navigating the complex regulatory environment faced by broker/dealers in securities, registered investment advisors and alternative investment funds. Andrew possesses a comprehensive understanding of SEC and FINRA rules and regulations affecting the industry.

In his role at Keiter Advisors, he leads numerous due diligence, quality of earnings, and M&A consulting engagements for clients located across the country.

Andrew is a Registered Representative of BA Securities, LLC. Member FINRA SIPC.

Contact Us